Adam Weg Settles a Complex Securities Dispute on behalf of a Client involving Over One Million Dollars in Exposure for a Low Six-figure sum.

Adam Weg Settles a Complex Securities Dispute on behalf of a Client involving Over One Million Dollars in Exposure for a Low Six-figure sum.

06.24.2014

 Adam Weg settled a complex securities dispute involving the transfer of multiple restricted securities and securities options by a client.  Specifically, the dispute concerned whether the appropriate disclosures were made under federal and state law, and whether any potential criminal (in addition to civil) liability could be imposed.  The client faced over one million dollars in civil exposure (in addition to potential criminal penalties), and Mr. Weg settled the dispute for a low six figure sum.